联邦学习隐私保护与安全防御策略研究综述
(中移(苏州)软件技术有限公司,江苏 苏州 215000)
摘要
联邦学习作为一种分布式机器学习方法,通过加密参数交换,在保持数据留存本地的前提下将分散的数据实现联合训练,同时兼顾数据共享和隐私保护,现已广泛应用于物联网、工业物联网、智能医疗、电力系统等领域。然而,联邦学习依旧存在潜在的隐私泄露隐患和数据安全问题。文章系统梳理了联邦学习存在的隐私和安全问题,分析了多种恶意攻击手段和安全防御手段,以帮助规避在构建联邦学习计算环境时可能面临的潜在风险。同时,文章还探讨了联邦学习的未来研究方向,以期为进一步推动联邦学习在复杂场景下的实践应用提供参考。
关键词
联邦学习;隐私保护;数据安全;机器学习
参考文献
- [1] Sajjad M,Nasir M,Muhammad K,et al. Raspberry Pi Assisted Face Recognition Framework for Enhanced Law-enforcement Services in Smart Cities [J].Future Generation Computer Systems,2020,108:995-1007.
- [2] McMahan B,Moore E,Ramage D,et al. Communication-efficient Learning of Deep Networks from Decentralized Data [C]//Artificial Intelligence and Statistics,2017:1273-1282.
- [3] Wang P,Liu B,Zeng D,et al. Personalized Federated Learning via Backbone Self-distillation [C]//Proceedings of the 5th ACM International Conference on Multimedia in Asia,2023:1-7.
- [4] Wei K,Li J,Ding M,et al. Federated Learning with Differential Privacy:Algorithms and Performance Analysis [J].IEEE Transactions on Information Forensics and Security,2020,15:3454-3469.
- [5] 黄精武.基于差分隐私的联邦学习数据隐私安全技术 [J].通信技术,2022,55(12):1618-1625.
- [6] 王超,龙士工,刘光源,等.面向隐私保护联邦学习的激励机制 [J].计算机工程与设计,2024,45(12):3521-3530.
- [7] Ye M,Fang X,Du B,et al. Heterogeneous Federated Learning: State-of-the-art and Research Challenges[J]. ACM Computing Surveys,2023,56(3):1-44.
- [8] Deng Y,Lyu F,Ren J,et al. FAIR: Quality-aware Federated Learning with Precise User Incentive and Model Aggregation [C]//2021 IEEE INFOCOM 2021-IEEE Conference on Computer Communications,2021:1-10.
- [9] Gkillas A,Lalos A S. Missing Data Imputation for Multivariate Time Series in Industrial IoT: A Federated Learning Approach [C]//2022 IEEE 20th International Conference on Industrial Informatics (INDIN),2022:87-94.
- [10] Novikova E S,Chen Y,Meleshko A V. Evaluation of Data Heterogeneity in FL Environment [C]//2024 XXVII International Conference on Soft Computing and Measurements (SCM),2024:344-347.
- [11] Ribero M,Vikalo H,De V G. Federated Learning under Intermittent Client Availability and Time-varying Communication Constraints [J].IEEE Journal of Selected Topics in Signal Processing,2023,17 (1):98-111.
- [12] Ilhan F,Su G,Liu L. Scalefl: Resource-adaptive Federated Learning with Heterogeneous Clients [C]//Proceedings of the IEEE/CVF Conference on Computer Vision and Pattern Recognition,2023:24532-24541.
- [13] Wang Z,Xu H,Liu J,et al. Resource-efficient Federated Learning with Hierarchical Aggregation in Edge Computing [C]//IEEE INFOCOM 2021-IEEE Conference on Computer Communications,2021:1-10.
- [14] Jiang J C,Kantarci B,Oktug S,et al. Federated Learning in Smart City Sensing: Challenges and Opportunities [J].Sensors,2020,20(21):6230.
- [15] Xu C,Qu Y,Eklund P W,et al. BAFL: An Efficient Blockchain-based Asynchronous Federated Learning Framework [C]//2021 IEEE Symposium on Computers and Communications (ISCC),2021:1-6.
- [16] Jiang Z,Xu Y,Xu H,et al. Computation and Communication Efficient Federated Learning with Adaptive Model Pruning [J].IEEE Transactions on Mobile Computing,2024,23(3):2003-2021.
- [17] Moore E,Imteaj A,Rezapour S,et al. A Survey on Secure and Private Federated Learning Using Blockchain: Theory and Application in Resource-constrained Computing [J].IEEE Internet of Things Journal,2023,10(24):21942-21958.
- [18] Imteaj A,Thakker U,Wang S Q,et al. A Survey on Federated Learning for Resource-Constrained IoT Devices [J].IEEE Internet of Things Journal,2022,9(1):1-24.
- [19] Shah S M,Lau V K N. Model Compression for Communication Efficient Federated Learning [J].IEEE Transactions on Neural Networks and Learning Systems,2023,34(9):5937-5951.
- [20] Wang H N,Liu Z L,Hoshino K,et al. FedPaI: Achieving Extreme Sparsity in Federated Learning via Pruning at Initialization [PP/OL].arXiv:2504.00308 [cs.LG].https://arxiv.org/abs/2504.00308.
- [21] 马振国,和孜轩,孙彦景,等.基于自适应模型剪枝的联邦遗忘学习方法研究 [J].电子与信息学报,2025,47(11):4515-4524.
- [22] Büyüktaş B,Klotz J,Demir B. FedX: Explanation-Guided Pruning for Communication-Efficient Federated Learning in Remote Sensing [J].IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing,2026,19:8549-8560.
- [23] Alistarh D,Grubic D,Li J,et al. QSGD: Communication-efficient SGD via Gradient Quantization and Encoding [C]//Advances in Neural Information Processing Systems,2017,30:1709-1720.
- [24] Lin X H,Liu Y,Chen F J,et al. Stochastic Gradient Compression for Federated Learning over Wireless Network [J].China Communications,2024,21(4):230-247.
- [25] Kim S W,Kim S,Kim J,et al. FedWSQ: Efficient Federated Learning with Weight Standardization and Distribution-Aware Non-Uniform Quantization [C]//2025 IEEE/CVF International Conference on Computer Vision (ICCV),2025:4616-4625.
- [26] He Y T,Chen Y Q,Yang X D,et al. Learning Critically: Selective Self-Distillation in Federated Learning on Non-IID Data [J].IEEE Transactions on Big Data,2024,10:789-800.
- [27] Song W S,Yan M W,Li X Z,et al. Bidirectional Decoupled Distillation for Heterogeneous Federated Learning [J/OL].Entropy,2024,26(9):762.https://doi.org/10.3390/e26090762.
- [28] 陈学斌,任志强.PFKD:综合考虑数据异构和模型异构的个性化联邦学习框架 [J].南京信息工程大学学报,2024,16(4):513-519.
- [29] Guastella A,Sani L,Iacob A,et al. SparsyFed: Sparse Adaptive Federated Training [PP/OL].arXiv:2504.05153 [cs.LG].https://arxiv.org/abs/2504.05153.
- [30] Mai P H,Ding Y L,Lyu Z Y,et al. SecEmb: Sparsity-Aware Secure Federated Learning of On-Device Recommender System with Large Embedding [C]//Proceedings of the 42nd International Conference on Machine Learning,2025:42642-42667.
- [31] Jiang C,Zhou H,Zhang X,et al. FedAR: Addressing Client Unavailability in Federated Learning with Local Update Approximation and Rectification [C]//Machine Learning and Knowledge Discovery in Databases,2024:178-196.
- [32] Song J J,Luo J J,Lu R W,et al. A Joint Approach to Local Updating and Gradient Compression for Efficient Asynchronous Federated Learning [C]//International Conference on Parallel Processing,2024:196-211.
- [33] Tang X,Peng R,Li H,et al. AchiFL: Efficient Asynchronous Hierarchical Federated Learning via Adaptive Edge Aggregation [J].IEEE Transactions on Cognitive Communications and Networking,2026,12:4746-4761.
- [34] Lu C Y,Sun Y D,Yang Z C,et al. FedPSA: Modeling Behavioral Staleness in Asynchronous Federated Learning [PP/OL].arXiv:2602.15337 [cs.LG].https://arxiv.org/abs/2602.15337.
- [35] Egger M,Bitar R,Wachter-Zeh A,et al. BICompFL: Stochastic Federated Learning with Bi-Directional Compression [PP/OL].arXiv:2502.00206 [cs.LG].https://arxiv.org/abs/2502.00206.
- [36] Ye Z J,Di S,Wang J M,et al. An Efficient Gradient-Aware Error-Bounded Lossy Compressor for Federated Learning [PP/OL].arXiv:2511.05770 [cs.LG].https://arxiv.org/abs/2511.05770.
- [37] 冯奕铭,钱珍,李光辉,等.异构边缘环境下自适应分层联邦学习协同优化方法 [J].计算机研究与发展,2025,62(6):1416-1433.
- [38] Guo Z H,Liu Z Y,Cen Z H,et al. CoCo-Fed: A Unified Framework for Memory- and Communication-Efficient Federated Learning at the Wireless Edge [PP/OL].arXiv:2601.00549 [cs.IT].https://arxiv.org/abs/2601.00549.
- [39] Mu Y J,Shen C. Federated Split Learning with Improved Communication and Storage Efficiency [J].IEEE Transactions on Mobile Computing,2026,25(1):272-283.
- [40] Dong A,Chen W N,Ozgur A. Leveraging Randomness in Model and Data Partitioning for Privacy Amplification [PP/OL].arXiv:2503.03043 [cs.LG].https://arxiv.org/abs/2503.03043.
- [41] Chen L,Liu W,Chen Y,et al. Communication-efficient Design for Quantized Decentralized Federated Learning [J].IEEE Transactions on Signal Processing,2024,72:1175-1188.
- [42] Liu F X,Zheng Z M,Shi Y X,et al. A Survey on Federated Learning: A Perspective from Multi-party Computation [J/OL].Frontiers of Computer Science,2024,18(1):181336.https://doi.org/10.1007/s11704-023-3282-7.
- [43] Ammad-ud-din M,Ivannikova E,Khan S A,et al. Federated Collaborative Filtering for Privacy-Preserving Personalized Recommendation System [PP/OL].arXiv:1901.09888 [cs.IR].https://arxiv.org/abs/1901.09888.
- [44] Zhao X H,Zheng Y M,Wan J X,et al. FedDyH: A Multi-Policy with GA Optimization Framework for Dynamic Heterogeneous Federated Learning [J/OL].Biomimetics,2025,10(3):185.https://doi.org/10.3390/biomimetics10030185.
作者简介
袁刘(1990.01—),男,汉族,江苏宿迁人,中级工程师,硕士研究生,研究方向:云计算与人工智能。